-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BukyQvob7FOqLbzZ3nyaWVWR2wUvhDGOe6HHOBYz7rgzGsmm7KD2i0ra0sVoW2T6 TZygc/uKoYAuvTX13WpYgw== 0001116679-01-000132.txt : 20010223 0001116679-01-000132.hdr.sgml : 20010223 ACCESSION NUMBER: 0001116679-01-000132 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA PIZZA KITCHEN INC CENTRAL INDEX KEY: 0000789356 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 954040623 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60589 FILM NUMBER: 1545585 BUSINESS ADDRESS: STREET 1: 6053 W CENUTRY BLVD STREET 2: 11TH FL CITY: LOS ANGELES STATE: CA ZIP: 90045-6442 BUSINESS PHONE: 3103425000 MAIL ADDRESS: STREET 1: 6053 WEST CENTURY BLVD STREET 2: ELEVENTH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90045-6442 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSENFIELD RICHARD L CENTRAL INDEX KEY: 0001120820 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5063 WEST CENTURY BLVD ELEVENTEENTH FLOO CITY: LOS ANGELES STATE: CA ZIP: 90045 BUSINESS PHONE: 3105425000 MAIL ADDRESS: STREET 1: 5063 WEST CENTURY BLVD 11TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90045 SC 13G 1 0001.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 California Pizza Kitchen, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 13054D 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule if filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. - ---------------------------- ---------------------------- CUSIP NO.: 13054D 10 9 13G Page 2 of 5 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Richard L. Rosenfield - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|_| Not applicable. - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,424,530 NUMBER OF ------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- EACH ------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,424,530 ------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,424,530 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO.: 13054D 10 9 13G Page 3 of 5 Pages - ---------------------------- ---------------------------- Item 1(a) Name of Issuer: California Pizza Kitchen, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 6053 West Century Boulevard, 11th Floor Los Angeles, California 90045-6442 Item 2(a) Name of Person Filing: Richard L. Rosenfield Item 2(b) Address of Principal Business Office or, if none, Residence: 6053 West Century Boulevard, 11th Floor Los Angeles, California 90045-6442 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 13054D 10 9 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4 Ownership: (a)-(c) The response of Richard L. Rosenfield to Items 5, 6, 7, 8, 9 and 11 in the Cover Page which relates to the beneficial ownership of the Common Stock of the Issuer is incorporated herein by reference. Item 5 Ownership of Five Percent or Less of a Class: Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. - ---------------------------- ---------------------------- CUSIP NO.: 13054D 10 9 13G Page 4 of 5 Pages - ---------------------------- ---------------------------- Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: Not applicable. - ---------------------------- ---------------------------- CUSIP NO.: 13054D 10 9 13G Page 5 of 5 Pages - ---------------------------- ---------------------------- Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 RICHARD L. ROSENFIELD /s/ Richard L. Rosenfield --------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----